Investment & Wealth Management
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Investment Products
- Mutual Funds
- Annuities
- Stocks & Exchange Traded Funds
- Bonds
- Unit Investment Trusts
- Advisory Accounts
- MLCDs
- Life & LTC Insurance
Wealth Management
- Financial Planning
- Retirement Planning
- Asset Allocation
- Education Planning
- Business Retirement Accounts
- Risk Management
- Insurance Analysis
Meet the Advisor
Ther LPL registered representatives associated with this site may only discuss and/or transact securities business with residents in the following states: AL, AK, AR, AZ, CA, CO, FL, GA, HI, ID, IL, KS, ME, MI, MN, MS, MO, MT, NM, NY, NC, NJ, NV, OH, OK, OR, PA, SD, TX, UT, VA, WA, and WV.
For more information about LPL Financial, visit www.lpl.com.
Make an Appointment
Make a No-Cost Appointment Today!
Get started on a brighter financial future for you and your family by making a no-cost appointment with an LPL-registered representative at Galene Financial today.
Call us today at 713-489-4322 or click the link to fill out our contact form.
Disclosures
Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (Member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. Space City Credit Union is not a registered broker-dealer or investment advisor. Registered representatives of LPL offer products and services. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Space City Credit Union. Securities and insurance offered through LPL or its affiliates are:
- Not Insured by NCUA or Any Other Government Agency
- Not Credit Union Deposits or Obligations
- Not Credit Union Guaranteed
- May Lose Value
The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
Your Credit Union (“Financial Institution”) provides referrals to financial professionals of LPL Financial LLC (“LPL”) pursuant to an agreement that allows LPL to pay the Financial Institution for these referrals. This creates an incentive for the Financial Institution to make these referrals, resulting in a conflict of interest. The Financial Institution is not a current client of LPL for brokerage or advisory services.
Please visit https://www.lpl.com/disclosures/is-lpl-relationship-disclosure.html more detailed information. LPL Financial Form CRS
All investing involves risk including loss of principal. No strategy assures success or protects against loss. There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Diversification does not protect against market risk.
- Investing in mutual funds involves risk, including possible loss of principal. Fund value will fluctuate with market conditions and it may not achieve its investment objective.
- Fixed and Variable annuities are suitable for long-term investing, such as retirement investing. Gains from tax-deferred investments are taxable as ordinary income upon withdrawal. Guarantees are based on the claims paying ability of the issuing company. Withdrawals made prior to age 59 ½ are subject to a 10% IRS penalty tax and surrender charges may apply. Variable annuities are subject to market risk and may lose value.
- Stock investing includes risks, including fluctuating prices and loss of principal.
- ETFs trade like stocks, are subject to investment risk, fluctuate in market value, and may trade at prices above or below the ETF’s net asset value (NAV). Upon redemption, the value of fund shares may be worth more or less than their original cost. ETFs carry additional risks such as not being diversified, possible trading halts, and index tracking errors
- Bonds are subject to market and interest rate risk if sold prior to maturity. Bond values will decline as interest rates rise and bonds are subject to availability and change in price.
- Unit Investment Trusts (UITS) are a fixed portfolio of securities with a set term. Strategies are long term, therefore investors should consider their ability to pursue investing in successive trusts and the tax consequences.
- Investing in Real Estate Investment Trusts (REITs) involves special risks such as potential illiquidity and may not be suitable for all investors. There is no assurance that the investment objectives of this program will be attained.
- Market Linked CDs (MLCDs) have various risks, including liquidity, market, and interest rate/yield risk, and may not be suitable for every investor.